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Textbook
1. General Insurance Concepts
1.1 Managing Risks
1.2 Transferring Losses
1.3 Insurance Sources
1.4 Marketing Systems and Producer Authority
1.5 Insurance Contracts
2. Producer Roles and Receipt Types
3. Principles of Life Insurance
4. Underwriting
5. Term Life Insurance
6. Whole Life Insurance
7. Variable Insurance Products
8. Group Life Insurance
9. Life Insurance Provisions
10. Annuities
11. Taxation of Life Insurance Products
12. Qualified Retirement Plans
Wrapping up
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1.5 Insurance Contracts
Achievable Life
1. General Insurance Concepts

Insurance Contracts

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Essential elements of an insurance contract

An insurance contract is built on utmost good faith from everyone involved. The applicant relies on the insurer’s promise to pay covered benefits. The insurer relies on the applicant’s truthful answers on the application.

Insurance is also governed by contract law. For any contract to be valid and enforceable, four conditions must be met:

  1. There must be consideration by both parties.
  2. An offer must be made by one party, and acceptance of that offer must be made by the other party.
  3. All parties to the contract must be legally capable of entering into a contract.
  4. The purpose of the contract must be legal.

Consideration

For a contract to be valid, there must be an exchange of consideration (something of value).

  • The insurer’s consideration is its promise to pay policy benefits if the insured suffers a covered loss (acceptance of the risk).
  • The applicant’s consideration is the premium.

Premiums are calculated on an annual basis, even if the policy allows more frequent payments. When the policy owner pays a premium, part of that money covers expenses and part is held in reserve to pay future claims. Insurers invest these funds to earn interest, which helps reduce the premium that would otherwise be required.

Offer and acceptance

To form a valid insurance contract, the offer must be accepted unconditionally.

Typically, the applicant makes the offer by submitting an application, often with the first premium. The insurer may:

  • accept the offer as submitted, or
  • respond with a counteroffer (for example, a rated policy or modified terms).

A contract is formed only when both parties agree to the final terms. If they don’t agree, no contract exists.

Legal capacity

Both parties must be legally capable of entering into a contract.

  • If the insurer is admitted or authorized in the state, it has legal capacity.
  • The applicant has legal capacity unless he/she is a minor, mentally incompetent, intoxicated, or under the influence of narcotics.

Legal purpose

A valid contract must have a legal purpose and must not violate public policy. For example, a life insurance policy purchased with the intent to have the insured killed is not a valid contract.

For an insurance contract to be valid, there must also be an insurable interest between the applicant/owner and the insured.

Sidenote
Know this...

Consideration, Offer, Acceptance, and Legal Purpose/Legal Capacity are the 4 essential elements of an insurance contract. “Meeting of the minds” is a fancy way to say “Acceptance by both parties.”

Insurance contracts are unique because the applicant generally must accept the policy as written, without the opportunity to modify or clarify the contract language. Over time, courts have applied the Doctrine of Adhesion to interpret ambiguous contract terms or conditions in favor of the insured, since the insured had no chance to change the language at the time of application.

Insurers work hard to make contract language clear and to avoid misunderstandings about policy terms. Even so, questions and conflicts can arise. When they do, they often involve warranties and representations.

A warranty is a guarantee that a statement is truthful.

Representations are statements made on the application that are substantially true to the best knowledge of the applicant.

If the applicant knowingly makes a false statement on the application, it is a misrepresentation and may constitute fraud. If the insurer can prove the misrepresentation was intentional, it may void the contract and may be punishable as a Class 6 felony.

Lesson summary

An insurance contract is based on utmost good faith: the applicant relies on the insurer’s promise to pay, and the insurer relies on the truthfulness of the applicant’s statements. For the contract to be valid and enforceable, it must include consideration by both parties, offer and acceptance, legal capacity, and a legal purpose.

Consideration is the exchange of value: the insurer promises to pay benefits for covered losses, and the applicant pays the premium.

Offer and acceptance require unconditional agreement. The applicant usually makes the offer by submitting an application, and the insurer may accept it as submitted or respond with a counteroffer. Legal capacity means both parties must be able to enter into a contract. The contract must also have a legal purpose and not violate public policy. A valid insurance contract also requires an insurable interest between the applicant/owner and the insured.

  • Insurance contracts have unique features:

  • Applicants must accept policies as written without modification.

  • The Doctrine of Adhesion favors insured parties when terms are ambiguous.

  • Insurers strive for clear contract language to prevent misunderstandings.

Warranties guarantee truthfulness, while representations are statements that are substantially true. Intentional misrepresentations can void the contract and may constitute fraud.

Chapter vocabulary

Definitions
Acceptance
When the offer (application) is accepted, an agreement is reached.
Adhesion
Insurance policies are contracts of adhesion because the terms are written by the insurer and the insured simply “adheres.” For this reason, vague or ambiguous provisions are often interpreted by courts in favor of the insured.
Competent Party
Most entities in a contract are deemed competent except minors, those under the influence of alcohol or narcotics, and mentally incompetent individuals.
Concealment
Neither party may conceal facts that would have affected the creation of the contract.
Consideration
The exchange of values on which a contract is based. In insurance, the consideration offered by the insured is the premium. The consideration offered by the insurer is the promise to pay in accordance with the terms of the contract.
Legal Purpose
A contract/policy must be drawn for a legal purpose and not against public policy.
Misrepresentation
On the part of an insurer or its agent, falsely representing the terms, benefits, or privileges of a policy. On the part of an applicant, falsely representing the health or other condition of the proposed insured.
Offer
The terms of a contract proposed by one party to another. In insurance, submitting an application to the company is usually considered an offer.
Representations
On an application, facts that the applicant represents as true and accurate to the best of his/her knowledge and belief.
Rescission
The termination of an insurance contract by the insurer when material misrepresentation has occurred.
Utmost Good Faith
Acting in fairness and equity with a sincere belief that the act is not unlawful or harmful to others. The insurance contract requires that each party is entitled to rely on the representations of the other without attempts to conceal or deceive.
Warranty
A statement made on an application for insurance that is warranted to be true in all respects. If untrue in any respect, even though the untruth may not have been known to the person giving the warranty, the contract may be voided, whether or not the untruth or inexactness is material to the risk. Statements on life and health insurance applications are, in the absence of any evidence of fraud, representations rather than warranties. (Contrast with Representations.)

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