SIE
Sign in
Sign up
Purchase
Textbook
Practice exams
Support
How it works
Resources
Exam catalog
Textbook
Introduction
1. Common stock
1.1 Basic characteristics
1.2 Rights of common stockholders
1.3 Trading
1.3.1 Negotiable or redeemable
1.3.2 The primary & secondary market
1.3.3 Settlement
1.3.4 Cash dividends
1.3.5 Selling short
1.3.6 American Depositary Receipts
1.3.7 Tender offers & buybacks
1.4 Suitability
1.5 Fundamental analysis
2. Preferred stock
3. Debt securities
4. Corporate debt
5. Municipal debt
6. US government debt
7. Investment companies
8. Alternative pooled investments
9. Options
10. Taxes
11. The primary market
12. The secondary market
13. Brokerage accounts
14. Retirement & education plans
15. Rules & ethics
Wrapping up
1.3.1 Negotiable or redeemable