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AP Calculus AB
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Introduction
1. Limits
2. Derivative basics
3. Advanced differentiation
4. Contextual uses
5. Analytical uses
5.1 Important theorems
5.2 1st derivative test
5.3 2nd derivative test
5.3.1 Concavity
5.3.2 Inflection points
5.4 Graphs & curve sketching
5.5 Optimization
6. Integration
7. Differential equations
8. Applications of integrals
Wrapping up
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5.3.1 Concavity
Achievable AP Calculus AB
5. Analytical uses
5.3. 2nd derivative test
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Concavity

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What you’ll learn:

  • Concavity: Understand how the sign of the second derivative determines the bend of a curve.
  • Second derivative test: Classify relative extrema by checking the concavity at a critical point.

Once you’ve found a critical point where f′(x)=0, you can often bypass a full sign chart for f′(x) by using the 2nd derivative test to classify extrema.

2nd derivative test for extrema

Each critical point x=c can be classified by evaluating the sign of the 2nd derivative at the point, f′′(c):

  • Relative minimum: If f′′(c)>0, then f(x) is concave up.

    • Visual cue: The curve is shaped “like a cup.”
  • Relative maximum: If f′′(c)<0, then f(x) is concave down.

    • Visual cue: The curve is shaped “like a frown.”
  • The test is inconclusive if f′′(x)=0 or is undefined.

    • Use the 1st derivative test to classify the point.
Sidenote
Required condition

The 2nd derivative test for extrema only works when f′(c)=0.

If f′(c) is undefined, then f′′(c) is also undefined, and the test cannot be used.

As shown in the diagram below, a horizontal tangent line combined with the graph’s shape determines whether the point is a peak (relative maximum) or a valley (relative minimum).

2nd derivative test
2nd derivative test

Example 1: Classic problem

Classify the extrema of

f(x)=51​x5+41​x4

using the 2nd derivative test.

Solution

(spoiler)

The 1st derivative is

f′(x)=x4+x3

To find the critical points, set equal to 0:

x4+x3=0x3(x+1)=0x=0,−1

Now apply the 2nd derivative test. The 2nd derivative is

f′′(x)=4x3+3x2

Evaluate each critical point:

f′′(−1)f′′(0)​=−1=0​

Classify each:

  1. Since f′′(−1)<0, f(x) is concave down at x=−1, so it is a relative max.

  2. Since f′′(0)=0, the test is inconclusive. Using the 1st derivative test,

Interval Sign of f′
x<0 −
x>0 +

Since f′ changes from negative to positive, there is a relative min at x=0.

In this particular case, the 1st derivative test alone would have been straightforward. However, for more complicated exponential or trigonometric functions, the 2nd derivative test is often more efficient since it avoids interval testing altogether.

Example 2: Using your calculator

The derivative of a function f is given by

f′(x)=2x2−ecos(x)

Find all critical points of f and use the 2nd derivative test to classify them as relative maximums or relative minimums.

Solution

(spoiler)

Critical points of f occur where f′(x)=0 or is undefined.

As a calculator-active question, you can simply define the given derivative of f as a separate function g in Desmos by typing the following:

g(x)=2x2−ecos(x)

Since g(x)=f′(x), note where the graph of g crosses the x-axis, which is where f′(x)=0. These are the critical points of x=±0.947.

Because g(x)=f′(x), then differentiating g(x) gives the 2nd derivative of f i.e. g′(x)=f′′(x).

Instead of differentiating by hand, you can use Desmos to evaluate the 2nd derivative at your critical points automatically. Simply type these two lines:

g′(−0.947)

g′(0.947)

which results in:

g′(−0.947)g′(0.947)​=−5.243=5.243​

Analysis:

  • Since f′′(−0.947)<0, then x=−0.947 is a relative maximum of f

  • Since f′′(0.947)>0, then x=0.947 is a relative minimum of f.

Note that to use the 1st derivative test to classify extrema on f given the derivative f′, simply observe the graph of g at the critical points. For example, at x=−0.947, the graph of g=f′ changes from positive to negative, confirming that f has a relative maximum at that critical point.

Example 3: Conceptual problem

Let f be a twice-differentiable function such that f′(2)=0.

Let function G be defined by

G(x)=−[f(2x)]2

If f(2)<0 and f′′(2)<0, classify the extrema of G(x) at x=1.

Note: The phrase “twice-differentiable” simply means that both f′ and f′′ exist.

Solution

(spoiler)

To classify the extrema at x=1, we need to apply the 2nd derivative test and determine the sign of G′′(1). Differentiating G with the chain rule,

G′(x)=−2f(2x)⋅f′(2x)⋅2=−4f(2x)⋅f′(2x)​

We can confirm that x=1 is a critical point since G′(1)=−4f(2)f′(2)=0 (given that f′(2)=0).

Next, differentiate G′. using the product and chain rules:

G′′(x)=−4(f(2x)⋅2f′′(2x)+f′(2x)⋅2f′(2x))

Challenge problem

A curve has its derivative given by:

dxdy​=y+5x2−4x+3​

If the line y=−2 is tangent to the graph, determine all points of tangency and classify each as a relative maximum, relative minimum, or neither.

Solution

(spoiler)

1. Find potential points of tangency:

The curve meets y=−2, which is a horizontal tangent line with slope 0. Therefore, at any tangency points (a,−2), we must have

dxdy​=0.

The first derivative

dxdy​=y+5x2−4x+3​

is 0 when the numerator equals 0:

x2−4x+3=0(x−1)(x−3)=0x=1,3

(1,−2) and (3,−2) are both points where the tangent line could be horizontal.

2. Find the 2nd derivative:

Differentiating dxdy​ implicitly,

dx2d2y​=(y+5)2(y+5)(2x−4)−(x2−4x+3)(dxdy​)​

3. Classify the points with the 2nd derivative test:

At any point of horizontal tangency, dxdy​=0 and x2−4x+3=0. This eliminates the entire trailing term in the numerator:

dx2d2y​=(y+5)2(y+5)(2x−4)−0​=y+52x−4​

Substitute each candidate point into this simplified expression:

  • For (1,−2):

dx2d2y​=−2+52(1)−4​=3−2​

Since dx2d2y​<0, the curve is concave down and (1,−2) is a relative maximum.

  • For (3,−2):

dx2d2y​=−2+52(3)−4​=32​

Since dx2d2y​>0, the curve is concave up and (3,−2) is a relative minimum.

Essentially, the 2nd derivative test to classify extrema only works when three criteria are met:

  1. f(c) is defined.

  2. f′(c)=0.

  3. f′′(c)=0.

If any of those three conditions fail (namely, if f(c), f′(c), or f′′(c) is undefined, or if f′′(c)=0), the test does not apply.

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Concavity

What you’ll learn:

  • Concavity: Understand how the sign of the second derivative determines the bend of a curve.
  • Second derivative test: Classify relative extrema by checking the concavity at a critical point.

Once you’ve found a critical point where f′(x)=0, you can often bypass a full sign chart for f′(x) by using the 2nd derivative test to classify extrema.

2nd derivative test for extrema

Each critical point x=c can be classified by evaluating the sign of the 2nd derivative at the point, f′′(c):

  • Relative minimum: If f′′(c)>0, then f(x) is concave up.

    • Visual cue: The curve is shaped “like a cup.”
  • Relative maximum: If f′′(c)<0, then f(x) is concave down.

    • Visual cue: The curve is shaped “like a frown.”
  • The test is inconclusive if f′′(x)=0 or is undefined.

    • Use the 1st derivative test to classify the point.
Sidenote
Required condition

The 2nd derivative test for extrema only works when f′(c)=0.

If f′(c) is undefined, then f′′(c) is also undefined, and the test cannot be used.

As shown in the diagram below, a horizontal tangent line combined with the graph’s shape determines whether the point is a peak (relative maximum) or a valley (relative minimum).

Example 1: Classic problem

Classify the extrema of

f(x)=51​x5+41​x4

using the 2nd derivative test.

Solution

(spoiler)

The 1st derivative is

f′(x)=x4+x3

To find the critical points, set equal to 0:

x4+x3=0x3(x+1)=0x=0,−1

Now apply the 2nd derivative test. The 2nd derivative is

f′′(x)=4x3+3x2

Evaluate each critical point:

f′′(−1)f′′(0)​=−1=0​

Classify each:

  1. Since f′′(−1)<0, f(x) is concave down at x=−1, so it is a relative max.

  2. Since f′′(0)=0, the test is inconclusive. Using the 1st derivative test,

Interval Sign of f′
x<0 −
x>0 +

Since f′ changes from negative to positive, there is a relative min at x=0.

In this particular case, the 1st derivative test alone would have been straightforward. However, for more complicated exponential or trigonometric functions, the 2nd derivative test is often more efficient since it avoids interval testing altogether.

Example 2: Using your calculator

The derivative of a function f is given by

f′(x)=2x2−ecos(x)

Find all critical points of f and use the 2nd derivative test to classify them as relative maximums or relative minimums.

Solution

(spoiler)

Critical points of f occur where f′(x)=0 or is undefined.

As a calculator-active question, you can simply define the given derivative of f as a separate function g in Desmos by typing the following:

g(x)=2x2−ecos(x)

Since g(x)=f′(x), note where the graph of g crosses the x-axis, which is where f′(x)=0. These are the critical points of x=±0.947.

Because g(x)=f′(x), then differentiating g(x) gives the 2nd derivative of f i.e. g′(x)=f′′(x).

Instead of differentiating by hand, you can use Desmos to evaluate the 2nd derivative at your critical points automatically. Simply type these two lines:

g′(−0.947)

g′(0.947)

which results in:

g′(−0.947)g′(0.947)​=−5.243=5.243​

Analysis:

  • Since f′′(−0.947)<0, then x=−0.947 is a relative maximum of f

  • Since f′′(0.947)>0, then x=0.947 is a relative minimum of f.

Note that to use the 1st derivative test to classify extrema on f given the derivative f′, simply observe the graph of g at the critical points. For example, at x=−0.947, the graph of g=f′ changes from positive to negative, confirming that f has a relative maximum at that critical point.

Example 3: Conceptual problem

Let f be a twice-differentiable function such that f′(2)=0.

Let function G be defined by

G(x)=−[f(2x)]2

If f(2)<0 and f′′(2)<0, classify the extrema of G(x) at x=1.

Note: The phrase “twice-differentiable” simply means that both f′ and f′′ exist.

Solution

(spoiler)

To classify the extrema at x=1, we need to apply the 2nd derivative test and determine the sign of G′′(1). Differentiating G with the chain rule,

G′(x)=−2f(2x)⋅f′(2x)⋅2=−4f(2x)⋅f′(2x)​

We can confirm that x=1 is a critical point since G′(1)=−4f(2)f′(2)=0 (given that f′(2)=0).

Next, differentiate G′. using the product and chain rules:

G′′(x)=−4(f(2x)⋅2f′′(2x)+f′(2x)⋅2f′(2x))

Challenge problem

A curve has its derivative given by:

dxdy​=y+5x2−4x+3​

If the line y=−2 is tangent to the graph, determine all points of tangency and classify each as a relative maximum, relative minimum, or neither.

Solution

(spoiler)

1. Find potential points of tangency:

The curve meets y=−2, which is a horizontal tangent line with slope 0. Therefore, at any tangency points (a,−2), we must have

dxdy​=0.

The first derivative

dxdy​=y+5x2−4x+3​

is 0 when the numerator equals 0:

x2−4x+3=0(x−1)(x−3)=0x=1,3

(1,−2) and (3,−2) are both points where the tangent line could be horizontal.

2. Find the 2nd derivative:

Differentiating dxdy​ implicitly,

dx2d2y​=(y+5)2(y+5)(2x−4)−(x2−4x+3)(dxdy​)​

3. Classify the points with the 2nd derivative test:

At any point of horizontal tangency, dxdy​=0 and x2−4x+3=0. This eliminates the entire trailing term in the numerator:

dx2d2y​=(y+5)2(y+5)(2x−4)−0​=y+52x−4​

Substitute each candidate point into this simplified expression:

  • For (1,−2):

dx2d2y​=−2+52(1)−4​=3−2​

Since dx2d2y​<0, the curve is concave down and (1,−2) is a relative maximum.

  • For (3,−2):

dx2d2y​=−2+52(3)−4​=32​

Since dx2d2y​>0, the curve is concave up and (3,−2) is a relative minimum.

Key points

Essentially, the 2nd derivative test to classify extrema only works when three criteria are met:

  1. f(c) is defined.

  2. f′(c)=0.

  3. f′′(c)=0.

If any of those three conditions fail (namely, if f(c), f′(c), or f′′(c) is undefined, or if f′′(c)=0), the test does not apply.

More from 2nd derivative test

  • Inflection points