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Textbook
Introduction
1. Common stock
2. Preferred stock
3. Debt securities
4. Corporate debt
4.1 Short-term products
4.2 Long-term products
4.3 Convertible products
4.4 Liquidation policy
4.5 The market & quotes
4.6 Bank issues
4.7 Eurodollars & Eurobonds
5. Municipal debt
6. US government debt
7. Investment companies
8. Alternative pooled investments
9. Options
10. Taxes
11. The primary market
12. The secondary market
13. Brokerage accounts
14. Retirement & education plans
15. Rules & ethics
Wrapping up
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4.7 Eurodollars & Eurobonds
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4. Corporate debt

Eurodollars & Eurobonds

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Eurodollar deposits

The US Dollar is considered the world’s reserve currency, so many goods and services around the world are bought and sold in dollars. Because of that, it’s common to find US Dollars held in banks outside the United States. When a US Dollar is held in an account outside the United States, it’s called a Eurodollar deposit.

Definitions
Reserve currency
A currency commonly utilized by the world’s central banks and largest financial institutions
Central bank
An organization operating as a country’s centralized financial institution; often directly connected to that country’s government

For example: the Federal Reserve is the central bank of the United States

The name can be misleading: the dollars don’t have to be in Europe. If US Dollars are held in Ecuador, Nigeria, or South Korea, they’re still Eurodollar deposits.

Eurobonds

A Eurobond is a debt security that pays interest and principal in a currency other than the currency of the country where it’s issued.

For example, suppose a Japanese company plans to build a factory in Canada. The company notices demand in Canada for Japanese Yen and decides to issue a Yen-paying bond in Canada to finance the project. Canadian investors who buy this bond face currency (exchange rate) risk, which is the potential for loss caused by changes in currency exchange rates.

Here’s why: the investors receive interest payments in Japanese Yen over the life of the bond (and the principal at maturity). At some point, those Yen will be converted back into Canadian Dollars. If the Japanese Yen weakens relative to the Canadian Dollar (which is the same as the Canadian Dollar strengthening relative to the Yen), each Yen converts into fewer Canadian Dollars. That reduces the investor’s proceeds after conversion.

To summarize, currency risk occurs when:

  • Converting into a strong currency*
  • Converting out of a weak currency*

*A currency’s strength or weakness is always compared to another currency. For example, the US Dollar is considered strong compared to the Vietnamese Dong. Stating the Dong is weak compared to the US Dollar is essentially saying the same thing.

Currency risk generally comes up when an investor must convert one currency into another. In most cases, it isn’t a concern for American investors buying securities denominated in US Dollars.

However, an investor can still be exposed to a “second-hand” version of this risk. For example, a company that sells goods and services internationally (and receives revenue in many different currencies) may see its earnings fall when exchange rates move against it. If currency risk significantly affects profits, the company’s stock price could decline.

Sidenote
Spot and forward rate

When a currency conversion is being considered, two quotes are typically provided: the spot and forward price. The spot price reflects today’s exchange rate and is primarily used when the conversion will happen immediately. The forward price is an exchange rate agreed upon today for a conversion that will occur in the future. For example, a person might lock in an exchange rate today to convert US Dollars to Euros in four months.

Investors, businesses, and governments use forward prices to hedge (protect) themselves against currency risk. If an exchange rate is locked in today using a forward price, later fluctuations that would otherwise hurt the converter are no longer a concern.

Eurodollar bonds

A Eurodollar bond is a specific type of Eurobond that pays in US Dollars. It’s a debt security that pays interest and principal in US Dollars but is issued outside the United States.

Because the US Dollar is in global demand, Eurodollar bonds are popular worldwide. They’re issued by many types of organizations, including:

  • US corporations
  • US municipalities*
  • Foreign corporations
  • Foreign governments

*We will learn about municipalities and the securities they issue later in this material, but for now, assume a municipality is a government below the federal level. State, city, and local governments are considered municipalities.

American municipalities have a history of issuing Eurodollar bonds, but the federal government does not. We have yet to discuss it, but Treasury securities are some of the most demanded securities in the world. The US Government (the issuer of Treasuries) offers them at their Treasury auction, which always occurs in the United States. Essentially, the US Government forces foreign investors to come to them. Therefore, the US Government does not technically issue Eurodollar bonds.

Eurodollar bonds can be especially attractive to a US issuer because the issuer gains access to foreign investors without taking on currency risk. From the issuer’s perspective, a domestically issued bond and a Eurodollar bond are similar: both pay interest and principal in US Dollars.

Foreign issuers, however, may face currency risk because they may need to convert from their primary currency into US Dollars to make interest and principal payments. Foreign investors can face currency risk as well, since they may need to convert the US Dollar payments back into their home currency.

Sidenote
Foreign investments & SEC jurisdiction

Later in this material, you’ll learn about the Securities Act of 1933 and how the Securities and Exchange Commission (SEC) enforces it. As a quick preview, the Act of '33 requires issuers to complete a standardized registration process before offering securities to investors. This process is designed to ensure investors receive essential information and disclosures about the investment.

The SEC maintains jurisdiction (enforcement power) over securities offered in the United States. Generally speaking, securities issued outside the US are not subject to rules or requirements imposed by American regulators. Therefore, Eurobonds and Eurodollar bonds are not subject to SEC registration requirements. This gives US corporations another incentive to issue Eurodollar bonds: they can reach foreign investors and avoid SEC registration, potentially saving time and money. Of course, they may still be subject to foreign regulations in the countries where the Eurodollar bonds are issued.

Key points

Eurodollar deposits

  • US Dollars held in foreign banks

Reserve currency

  • A currency commonly utilized by the world’s central banks and largest financial institutions
  • US Dollar is considered the world’s reserve currency

Central bank

  • An organization operating as a country’s centralized financial institution

Eurobond

  • Debt security paying interest and principal in a denomination other than the currency of the country it was issued in
  • Not subject to SEC jurisdiction or registration

Currency (exchange rate) risk

  • Risk of loss due to a currency conversion
  • Occurs when:
    • Converting into a strong currency
    • Converting out of a weak currency

Spot rate

  • Exchange rate for currency exchanged today

Forward rate

  • Exchange rate for currency exchange in the future
  • Utilized to hedge against currency risk

Eurodollar bonds

  • Debt security issued outside of the US that pays interest and principal in US Dollars
  • Issued by:
    • US corporations
    • US municipalities
    • Foreign corporations
    • Foreign governments
  • No currency risk for US organizations
  • Currency risk applies to foreign issuers and investors
  • Not subject to SEC jurisdiction or registration

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