Consolidation and stress
This chapter covers the following:
- Consolidation
- Stress in soil mass
Consolidation of clay soils
Settlement of fine-grained soils occurs in three stages:
- Immediate settlement occurs rapidly and is based on elasticity theory.
- Primary consolidation occurs due to the expulsion of water under pressure.
- Secondary compression (also known as “creep”) occurs as soil particles readjust and compress over time.
Consolidation refers to the primary consolidation phase in fine-grained soils (silts and clays). Because these soils have low permeability, excess pore water pressure () dissipates slowly, so settlement takes time.
Coarse-grained soils (sands and gravels) also settle, but they do so much faster because their high permeability allows pore water pressure to dissipate quickly.
Secondary compression begins after all excess pore pressure () has dissipated. At that point, settlement continues mainly because soil particles slowly rearrange into a denser structure.
Compaction vs. consolidation
Compaction and consolidation both increase soil density, but they happen in different ways:
- Compaction increases the density of an unsaturated soil by reducing the volume of air.
- Consolidation increases the density of a saturated soil over time by squeezing water out.
Stress history of clay soils
-
Normally consolidated (NC) clay: The present effective overburden pressure is the maximum pressure the soil has been subjected to in the recent past.
-
Overconsolidated (OC) clay: The present effective overburden pressure is less than what the soil has experienced in the past. The past maximum effective overburden pressure is called the preconsolidation pressure.
The stress history is summarized as:
-
For normally consolidated soils:
-
For overconsolidated soils:
Where:
- = Initial (present) effective overburden pressure
- = Preconsolidation pressure
The Overconsolidation Ratio (OCR) is defined as:
Consolidation of normally consolidated (NC) clays
For a normally consolidated (NC) soil, primary consolidation settlement is calculated using the Compression Index :
Where:
- = Primary consolidation settlement
- = Initial effective overburden pressure
- = Final effective overburden pressure ()
- = Thickness of soil layer
- = Compression index
- = Initial void ratio
Consolidation of overconsolidated (OC) clay
Case I:
Use the Recompression Index :
Case II:
Use both and :
Empirical relationships of and
For all clays:
For undisturbed clays of low to moderate sensitivity:
Where:
- = Liquid Limit
Rate of consolidation
Degree of consolidation using settlement ratio:
Where:
- = Settlement at time
- = Total settlement
Degree of consolidation using pore pressure:
Where:
- = Initial excess pore pressure
- = Excess pore pressure at time
Average degree of consolidation as a function of time factor:
Where:
- = time factor
- = coefficient of consolidation
- = time
- = length of the drainage path
- = for two-way drainage and for one-way drainage, where, is thickness of the layer.
Please refer to the FE Handbook for detailed variation of time factor with degree of consolidation.
Stress in soil mass
Stress definitions
Where:
- = mean normal stress
- = maximum shear stress
- = major principal stress
- = minor principal stress
- = orientation angle between the plane of existing normal stress and the plane of the major principal stress
Total normal stress
Where:
- = normal force
- = cross-sectional area over which force acts
Effective stress
Where:
- = uplift or pressure head
Shear Stress
Where:
- = shearing force
Shear stress at failure
Where:
- = cohesion
- = angle of internal friction

