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Introduction
1. Mathematics
2. Combinatorics, probability and statistics
3. Engineering economics
4. Statics
5. Materials
6. Dynamics
7. Mechanics of materials
8. Fluid mechanics
9. Soil mechanics
9.1 Weight and volume relationships
9.2 Consolidation and stress
9.3 Bearing capacity, stress and slope stability
9.4 Soil classification
10. Structural engineering
11. Concrete structure design
12. Water resources engineering
13. Environmental engineering
14. Transportation engineering
15. Surveying, construction, ethics and professional practice
16. Wrapping up
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9.2 Consolidation and stress
Achievable FE Civil
9. Soil mechanics
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Consolidation and stress

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This chapter covers the following:

  • Consolidation
  • Stress in soil mass

Consolidation of clay soils

Definitions

Consolidation is the time-dependent reduction in volume of saturated fine-grained soils caused by the dissipation of excess pore water pressure.

Settlement of fine-grained soils occurs in three stages:

  • Immediate settlement occurs rapidly and is based on elasticity theory.
  • Primary consolidation occurs due to the expulsion of water under pressure.
  • Secondary compression (also known as “creep”) occurs as soil particles readjust and compress over time.

Consolidation refers to the primary consolidation phase in fine-grained soils (silts and clays). Because these soils have low permeability, excess pore water pressure (Δu) dissipates slowly, so settlement takes time.

Coarse-grained soils (sands and gravels) also settle, but they do so much faster because their high permeability allows pore water pressure to dissipate quickly.

Secondary compression begins after all excess pore pressure (Δu) has dissipated. At that point, settlement continues mainly because soil particles slowly rearrange into a denser structure.

Compaction vs. consolidation

Definitions

Compaction is the process of increasing soil density by reducing air voids in an unsaturated soil.

Compaction and consolidation both increase soil density, but they happen in different ways:

  • Compaction increases the density of an unsaturated soil by reducing the volume of air.
  • Consolidation increases the density of a saturated soil over time by squeezing water out.

Stress history of clay soils

Definitions

A clay is normally consolidated if the present effective overburden pressure is the maximum pressure the soil has experienced.

Definitions

A clay is overconsolidated if the present effective overburden pressure is less than a past maximum pressure, called the preconsolidation pressure.

  • Normally consolidated (NC) clay: The present effective overburden pressure is the maximum pressure the soil has been subjected to in the recent past.

  • Overconsolidated (OC) clay: The present effective overburden pressure is less than what the soil has experienced in the past. The past maximum effective overburden pressure is called the preconsolidation pressure.

The stress history is summarized as:

  • For normally consolidated soils:

    σ0′​=σc′​

  • For overconsolidated soils:

    σ0′​<σc′​

Where:

  • σ0′​ = Initial (present) effective overburden pressure
  • σc′​ = Preconsolidation pressure

The Overconsolidation Ratio (OCR) is defined as:

OCR=σ0′​σc′​​

Consolidation of normally consolidated (NC) clays

For a normally consolidated (NC) soil, primary consolidation settlement is calculated using the Compression Index Cc​:

Sc​=(1+e0​Cc​​)Hlog(σ0′​σf′​​)

Where:

  • Sc​ = Primary consolidation settlement
  • σ0′​ = Initial effective overburden pressure
  • σf′​ = Final effective overburden pressure (σ0′​+Δσ)
  • H = Thickness of soil layer
  • Cc​ = Compression index
  • e0​ = Initial void ratio

Consolidation of overconsolidated (OC) clay

Case I: σf′​≤σc′​

Use the Recompression Index Cr​:

Sc​=(1+e0​Cr​​)Hlog(σ0′​σf′​​)

Case II: σf′​>σc′​

Use both Cr​ and Cc​:

Sc​=(1+e0​Cr​​)Hlog(σ0′​σc′​​)+(1+e0​Cc​​)Hlog(σc′​σf′​​)

Empirical relationships of Cc​ and Cr​

For all clays:

Cc​=1.15(e0​−0.35),Cr​=(0.05 to 0.10)⋅Cc​

For undisturbed clays of low to moderate sensitivity:

Cc​=0.009(LL−10)

Where:

  • LL= Liquid Limit
A series of consolidation diagrams showing void ratio-effective stress relationships for normally and overconsolidated soils, including pore pressure and loading cases.
Consolidation and rate of consolidation

Rate of consolidation

Degree of consolidation using settlement ratio:

U=Ss​St​​

Where:

  • St​ = Settlement at time t
  • Ss​ = Total settlement

Degree of consolidation using pore pressure:

U=ui​ui​−u​

Where:

  • ui​ = Initial excess pore pressure
  • u = Excess pore pressure at time t

Average degree of consolidation as a function of time factor:

Tv​=Hd2​Cv​t​

Where:

  • Tv​ = time factor
  • Cv​ = coefficient of consolidation
  • t = time
  • Hd​ = length of the drainage path
  • Hd​ = H/2 for two-way drainage and H for one-way drainage, where, H is thickness of the layer.

Please refer to the FE Handbook for detailed variation of time factor with degree of consolidation.

Stress in soil mass

Stress definitions

Where:

  • s = mean normal stress
  • t = maximum shear stress
  • σ1​ = major principal stress
  • σ3​ = minor principal stress
  • θ = orientation angle between the plane of existing normal stress and the plane of the major principal stress

Total normal stress

σN​=AP​

Where:

  • P = normal force
  • A = cross-sectional area over which force acts

Effective stress

Definitions

Effective stress governs soil strength and deformation.

σ′=σ−u

u=hu​γw​

Where:

  • hu​ = uplift or pressure head

Shear Stress

τ=AT​

Where:

  • T = shearing force

Shear stress at failure

τF​=c+σN​tanϕ

Where:

  • c = cohesion
  • ϕ = angle of internal friction
A Mohr's circle diagram illustrating the Mohr-Coulomb failure criterion for soil shear strength under normal and shear stresses.
Mohr's circle for soil stress

Consolidation of clay soils

  • Consolidation: time-dependent volume decrease in saturated fine-grained soils from dissipation of excess pore water pressure
  • Settlement stages: immediate settlement, primary consolidation, secondary compression (creep)
  • Fine-grained soils: slow consolidation due to low permeability; coarse-grained soils consolidate rapidly

Compaction vs. consolidation

  • Compaction: increases density of unsaturated soil by reducing air voids
  • Consolidation: increases density of saturated soil by expelling water over time

Stress history of clay soils

  • Normally consolidated (NC) clay: present effective overburden pressure equals maximum past pressure (σ0′​=σc′​)
  • Overconsolidated (OC) clay: present effective overburden pressure less than past maximum (preconsolidation pressure), σ0′​<σc′​
  • Overconsolidation Ratio (OCR): OCR=σ0′​σc′​​

Consolidation of normally consolidated (NC) clays

  • Primary consolidation settlement: Sc​=(1+e0​Cc​​)Hlog(σ0′​σf′​​)
  • Cc​ = compression index; e0​ = initial void ratio; H = layer thickness

Consolidation of overconsolidated (OC) clay

  • Case I (σf′​≤σc′​): use recompression index Cr​
  • Case II (σf′​>σc′​): use both Cr​ and Cc​ in two-part equation

Empirical relationships of Cc​ and Cr​

  • Cc​=1.15(e0​−0.35); Cr​=(0.05 to 0.10)⋅Cc​
  • For low to moderate sensitivity clays: Cc​=0.009(LL−10)

Rate of consolidation

  • Degree of consolidation (settlement): U=Ss​St​​
  • Degree of consolidation (pore pressure): U=ui​ui​−u​
  • Time factor: Tv​=Hd2​Cv​t​
    • Hd​=H/2 (two-way drainage), H (one-way drainage)

Stress in soil mass

Stress definitions

  • s = mean normal stress; t = maximum shear stress
  • σ1​ = major principal stress; σ3​ = minor principal stress

Total normal stress

  • σN​=AP​
    • P = normal force; A = area

Effective stress

  • Governs soil strength and deformation
  • σ′=σ−u
  • u=hu​γw​
    • hu​ = pressure head

Shear Stress

  • τ=AT​
    • T = shearing force

Shear stress at failure

  • τF​=c+σN​tanϕ
    • c = cohesion; ϕ = angle of internal friction

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Consolidation and stress

This chapter covers the following:

  • Consolidation
  • Stress in soil mass

Consolidation of clay soils

Definitions

Consolidation is the time-dependent reduction in volume of saturated fine-grained soils caused by the dissipation of excess pore water pressure.

Settlement of fine-grained soils occurs in three stages:

  • Immediate settlement occurs rapidly and is based on elasticity theory.
  • Primary consolidation occurs due to the expulsion of water under pressure.
  • Secondary compression (also known as “creep”) occurs as soil particles readjust and compress over time.

Consolidation refers to the primary consolidation phase in fine-grained soils (silts and clays). Because these soils have low permeability, excess pore water pressure (Δu) dissipates slowly, so settlement takes time.

Coarse-grained soils (sands and gravels) also settle, but they do so much faster because their high permeability allows pore water pressure to dissipate quickly.

Secondary compression begins after all excess pore pressure (Δu) has dissipated. At that point, settlement continues mainly because soil particles slowly rearrange into a denser structure.

Compaction vs. consolidation

Definitions

Compaction is the process of increasing soil density by reducing air voids in an unsaturated soil.

Compaction and consolidation both increase soil density, but they happen in different ways:

  • Compaction increases the density of an unsaturated soil by reducing the volume of air.
  • Consolidation increases the density of a saturated soil over time by squeezing water out.

Stress history of clay soils

Definitions

A clay is normally consolidated if the present effective overburden pressure is the maximum pressure the soil has experienced.

Definitions

A clay is overconsolidated if the present effective overburden pressure is less than a past maximum pressure, called the preconsolidation pressure.

  • Normally consolidated (NC) clay: The present effective overburden pressure is the maximum pressure the soil has been subjected to in the recent past.

  • Overconsolidated (OC) clay: The present effective overburden pressure is less than what the soil has experienced in the past. The past maximum effective overburden pressure is called the preconsolidation pressure.

The stress history is summarized as:

  • For normally consolidated soils:

    σ0′​=σc′​

  • For overconsolidated soils:

    σ0′​<σc′​

Where:

  • σ0′​ = Initial (present) effective overburden pressure
  • σc′​ = Preconsolidation pressure

The Overconsolidation Ratio (OCR) is defined as:

OCR=σ0′​σc′​​

Consolidation of normally consolidated (NC) clays

For a normally consolidated (NC) soil, primary consolidation settlement is calculated using the Compression Index Cc​:

Sc​=(1+e0​Cc​​)Hlog(σ0′​σf′​​)

Where:

  • Sc​ = Primary consolidation settlement
  • σ0′​ = Initial effective overburden pressure
  • σf′​ = Final effective overburden pressure (σ0′​+Δσ)
  • H = Thickness of soil layer
  • Cc​ = Compression index
  • e0​ = Initial void ratio

Consolidation of overconsolidated (OC) clay

Case I: σf′​≤σc′​

Use the Recompression Index Cr​:

Sc​=(1+e0​Cr​​)Hlog(σ0′​σf′​​)

Case II: σf′​>σc′​

Use both Cr​ and Cc​:

Sc​=(1+e0​Cr​​)Hlog(σ0′​σc′​​)+(1+e0​Cc​​)Hlog(σc′​σf′​​)

Empirical relationships of Cc​ and Cr​

For all clays:

Cc​=1.15(e0​−0.35),Cr​=(0.05 to 0.10)⋅Cc​

For undisturbed clays of low to moderate sensitivity:

Cc​=0.009(LL−10)

Where:

  • LL= Liquid Limit

Rate of consolidation

Degree of consolidation using settlement ratio:

U=Ss​St​​

Where:

  • St​ = Settlement at time t
  • Ss​ = Total settlement

Degree of consolidation using pore pressure:

U=ui​ui​−u​

Where:

  • ui​ = Initial excess pore pressure
  • u = Excess pore pressure at time t

Average degree of consolidation as a function of time factor:

Tv​=Hd2​Cv​t​

Where:

  • Tv​ = time factor
  • Cv​ = coefficient of consolidation
  • t = time
  • Hd​ = length of the drainage path
  • Hd​ = H/2 for two-way drainage and H for one-way drainage, where, H is thickness of the layer.

Please refer to the FE Handbook for detailed variation of time factor with degree of consolidation.

Stress in soil mass

Stress definitions

Where:

  • s = mean normal stress
  • t = maximum shear stress
  • σ1​ = major principal stress
  • σ3​ = minor principal stress
  • θ = orientation angle between the plane of existing normal stress and the plane of the major principal stress

Total normal stress

σN​=AP​

Where:

  • P = normal force
  • A = cross-sectional area over which force acts

Effective stress

Definitions

Effective stress governs soil strength and deformation.

σ′=σ−u

u=hu​γw​

Where:

  • hu​ = uplift or pressure head

Shear Stress

τ=AT​

Where:

  • T = shearing force

Shear stress at failure

τF​=c+σN​tanϕ

Where:

  • c = cohesion
  • ϕ = angle of internal friction
Key points

Consolidation of clay soils

  • Consolidation: time-dependent volume decrease in saturated fine-grained soils from dissipation of excess pore water pressure
  • Settlement stages: immediate settlement, primary consolidation, secondary compression (creep)
  • Fine-grained soils: slow consolidation due to low permeability; coarse-grained soils consolidate rapidly

Compaction vs. consolidation

  • Compaction: increases density of unsaturated soil by reducing air voids
  • Consolidation: increases density of saturated soil by expelling water over time

Stress history of clay soils

  • Normally consolidated (NC) clay: present effective overburden pressure equals maximum past pressure (σ0′​=σc′​)
  • Overconsolidated (OC) clay: present effective overburden pressure less than past maximum (preconsolidation pressure), σ0′​<σc′​
  • Overconsolidation Ratio (OCR): OCR=σ0′​σc′​​

Consolidation of normally consolidated (NC) clays

  • Primary consolidation settlement: Sc​=(1+e0​Cc​​)Hlog(σ0′​σf′​​)
  • Cc​ = compression index; e0​ = initial void ratio; H = layer thickness

Consolidation of overconsolidated (OC) clay

  • Case I (σf′​≤σc′​): use recompression index Cr​
  • Case II (σf′​>σc′​): use both Cr​ and Cc​ in two-part equation

Empirical relationships of Cc​ and Cr​

  • Cc​=1.15(e0​−0.35); Cr​=(0.05 to 0.10)⋅Cc​
  • For low to moderate sensitivity clays: Cc​=0.009(LL−10)

Rate of consolidation

  • Degree of consolidation (settlement): U=Ss​St​​
  • Degree of consolidation (pore pressure): U=ui​ui​−u​
  • Time factor: Tv​=Hd2​Cv​t​
    • Hd​=H/2 (two-way drainage), H (one-way drainage)

Stress in soil mass

Stress definitions

  • s = mean normal stress; t = maximum shear stress
  • σ1​ = major principal stress; σ3​ = minor principal stress

Total normal stress

  • σN​=AP​
    • P = normal force; A = area

Effective stress

  • Governs soil strength and deformation
  • σ′=σ−u
  • u=hu​γw​
    • hu​ = pressure head

Shear Stress

  • τ=AT​
    • T = shearing force

Shear stress at failure

  • τF​=c+σN​tanϕ
    • c = cohesion; ϕ = angle of internal friction

More from Soil mechanics

  • Weight and volume relationships
  • Bearing capacity, stress and slope stability
  • Soil classification