Textbook
1. Introduction
2. Strategies
3. Customer accounts
4. Rules & regulations
4.1 Registration & reporting
4.2 The market
4.3 Options contracts
4.4 Taxation
4.5 Public communications
4.6 Other rules & regulations
4.6.1 Regulation BI
4.6.2 Suitability standards
4.6.3 Anti-money laundering
4.6.4 Record retention
5. Wrapping up
Achievable logoAchievable logo
4.6.4 Record retention