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Series 63
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Introduction
1. Definitions
2. Registration
2.1 Broker-dealers
2.2 Agents
2.3 Investment advisers
2.4 Investment adviser representatives (IARs)
2.5 Securities
3. Enforcement
4. Ethics
Wrapping up
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2.2 Agents
Achievable Series 63
2. Registration

Agents

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Agents

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