Series 63
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1. Introduction
2. Definitions
3. Registration
3.1 Broker-dealers
3.2 Agents
3.3 Investment advisers
3.4 Investment adviser representatives (IARs)
3.5 Securities
4. Enforcement
5. Ethics
6. Wrapping up
3.2 Agents
Achievable Series 63
3. Registration
Agents
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