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CA Code and Ethics
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Introduction
1. Basic insurance concepts and principles
2. The insurance marketplace
3. Required fraud training — CDI
3.1 Introduction and learning objectives
3.2 Fraud Division
3.2.1 Why the Fraud Division exists
3.2.2 Who is the Fraud Division?
3.3 Fraud Division programs
3.4 Fraud detection
Wrapping up
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3.2.2 Who is the Fraud Division?
CA Code and Ethics
3. Required fraud training — CDI
3.2. Fraud Division
Our California Insurance Code and Ethics course is currently in development and is a work-in-progress.

Who is the Fraud Division?

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The Fraud Division is a specialized law enforcement unit within the California Department of Insurance (CDI) Enforcement Branch. Its main job is to protect consumers and insurers by investigating and combating insurance fraud in all its forms.

  • Creation and authority - The Fraud Division was established under California Insurance Code §1872 to enforce anti-fraud provisions in the California Penal Code §§549-550. These Penal Code sections make it illegal to submit false or fraudulent insurance claims, stage accidents, or take part in schemes to defraud insurers.

  • Administration of anti-fraud programs - The Division administers several anti-fraud programs authorized under the Insurance Code, including programs targeting automobile insurance fraud, workers’ compensation fraud, organized fraud rings, and health/disability fraud. These programs are funded in part through assessments on insurance companies that write business in California.

  • Investigative role - The Fraud Division is staffed by peace officers (sworn law enforcement personnel) with full police powers. Their work includes:

    • Investigating fraudulent claims involving policyholders, medical providers, attorneys, and insurance professionals.
    • Identifying organized fraud schemes, such as staged auto collisions or medical billing scams.
    • Working closely with prosecutors to develop cases for criminal filing.
  • Referral for prosecution - Once an investigation is complete, the Fraud Division refers cases to local District Attorneys, the California Attorney General’s Office, or U.S. Attorneys for criminal prosecution. Convictions may result in fines, restitution, and imprisonment for those found guilty of insurance fraud.

  • Consumer protection mission - The Division’s work also protects California consumers because fraud increases insurance premiums for everyone. By detecting and reducing fraud, the Division helps keep the insurance marketplace fair and stable.

In short, the Fraud Division serves as California’s front-line defense against insurance fraud, combining investigative authority with partnerships with prosecutors to protect both insurers and the public.

Example question

An auto claims adjuster at XYZ Insurance notices a pattern of suspicious injury claims tied to the same clinic and attorney. The claims appear exaggerated and possibly staged. XYZ’s SIU completes an internal review and believes there is a coordinated fraud ring at work.

The SIU wants to refer the matter to a state agency that has sworn peace officers and the authority to investigate insurance fraud and work with prosecutors.

Which California agency is the appropriate primary contact for this referral?

(spoiler)

The California Department of Insurance Fraud Division. It’s a specialized law enforcement unit created under CIC §1872 with full police powers to investigate suspected insurance fraud, administer anti-fraud programs, and refer cases to prosecutors for criminal filing.

Fraud Division: Role and authority

  • Specialized law enforcement unit within CDI Enforcement Branch
  • Created under Insurance Code §1872; enforces Penal Code §§549-550
  • Authority to investigate and combat all forms of insurance fraud

Administration of anti-fraud programs

  • Oversees programs for auto, workers’ comp, organized fraud rings, health/disability fraud
  • Programs funded by assessments on insurance companies

Investigative functions

  • Staffed by sworn peace officers with full police powers
  • Investigates fraudulent claims by policyholders, providers, attorneys, insurance professionals
  • Identifies organized fraud schemes (e.g., staged accidents, billing scams)
  • Collaborates with prosecutors to develop criminal cases

Referral and prosecution

  • Refers completed investigations to District Attorneys, Attorney General, or U.S. Attorneys
  • Convictions can result in fines, restitution, imprisonment

Consumer protection mission

  • Protects consumers by reducing fraud-driven premium increases
  • Promotes fairness and stability in the insurance marketplace

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Who is the Fraud Division?

The Fraud Division is a specialized law enforcement unit within the California Department of Insurance (CDI) Enforcement Branch. Its main job is to protect consumers and insurers by investigating and combating insurance fraud in all its forms.

  • Creation and authority - The Fraud Division was established under California Insurance Code §1872 to enforce anti-fraud provisions in the California Penal Code §§549-550. These Penal Code sections make it illegal to submit false or fraudulent insurance claims, stage accidents, or take part in schemes to defraud insurers.

  • Administration of anti-fraud programs - The Division administers several anti-fraud programs authorized under the Insurance Code, including programs targeting automobile insurance fraud, workers’ compensation fraud, organized fraud rings, and health/disability fraud. These programs are funded in part through assessments on insurance companies that write business in California.

  • Investigative role - The Fraud Division is staffed by peace officers (sworn law enforcement personnel) with full police powers. Their work includes:

    • Investigating fraudulent claims involving policyholders, medical providers, attorneys, and insurance professionals.
    • Identifying organized fraud schemes, such as staged auto collisions or medical billing scams.
    • Working closely with prosecutors to develop cases for criminal filing.
  • Referral for prosecution - Once an investigation is complete, the Fraud Division refers cases to local District Attorneys, the California Attorney General’s Office, or U.S. Attorneys for criminal prosecution. Convictions may result in fines, restitution, and imprisonment for those found guilty of insurance fraud.

  • Consumer protection mission - The Division’s work also protects California consumers because fraud increases insurance premiums for everyone. By detecting and reducing fraud, the Division helps keep the insurance marketplace fair and stable.

In short, the Fraud Division serves as California’s front-line defense against insurance fraud, combining investigative authority with partnerships with prosecutors to protect both insurers and the public.

Example question

An auto claims adjuster at XYZ Insurance notices a pattern of suspicious injury claims tied to the same clinic and attorney. The claims appear exaggerated and possibly staged. XYZ’s SIU completes an internal review and believes there is a coordinated fraud ring at work.

The SIU wants to refer the matter to a state agency that has sworn peace officers and the authority to investigate insurance fraud and work with prosecutors.

Which California agency is the appropriate primary contact for this referral?

(spoiler)

The California Department of Insurance Fraud Division. It’s a specialized law enforcement unit created under CIC §1872 with full police powers to investigate suspected insurance fraud, administer anti-fraud programs, and refer cases to prosecutors for criminal filing.

Key points

Fraud Division: Role and authority

  • Specialized law enforcement unit within CDI Enforcement Branch
  • Created under Insurance Code §1872; enforces Penal Code §§549-550
  • Authority to investigate and combat all forms of insurance fraud

Administration of anti-fraud programs

  • Oversees programs for auto, workers’ comp, organized fraud rings, health/disability fraud
  • Programs funded by assessments on insurance companies

Investigative functions

  • Staffed by sworn peace officers with full police powers
  • Investigates fraudulent claims by policyholders, providers, attorneys, insurance professionals
  • Identifies organized fraud schemes (e.g., staged accidents, billing scams)
  • Collaborates with prosecutors to develop criminal cases

Referral and prosecution

  • Refers completed investigations to District Attorneys, Attorney General, or U.S. Attorneys
  • Convictions can result in fines, restitution, imprisonment

Consumer protection mission

  • Protects consumers by reducing fraud-driven premium increases
  • Promotes fairness and stability in the insurance marketplace

More from Fraud Division

  • Why the Fraud Division exists