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Series 7
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Textbook
Introduction
1. Common stock
2. Preferred stock
3. Bond fundamentals
4. Corporate debt
5. Municipal debt
6. US government debt
6.1 Review
6.2 Treasury products
6.3 Federal agency products
6.4 The market & quotes
6.5 Suitability
6.5.1 Benefits
6.5.2 Risks
6.5.3 Typical investor
7. Investment companies
8. Alternative pooled investments
9. Options
10. Taxes
11. The primary market
12. The secondary market
13. Brokerage accounts
14. Retirement & education plans
15. Rules & ethics
16. Suitability
Wrapping up
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6.5.1 Benefits
Achievable Series 7
6. US government debt
6.5. Suitability

Benefits

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The primary benefit of Treasury securities is interest income, like other debt securities. Some Treasury securities pay consistent semiannual interest - Notes, Bonds, and TIPS. Others don’t make periodic interest payments; instead, the investor receives interest at maturity - Bills, STRIPS, and T-Receipts.

Agency securities can also provide income, and in some cases the payments are more frequent. For example, mortgage backed securities typically pay monthly income to investors. If you need more frequent interest payments, pass through certificates and collateralized mortgage obligations (CMOs) are common choices.

U.S. Government and agency securities are generally considered safe from default risk because they’re directly or indirectly backed. In most cases, these securities are rated AAA or AA. Liquidity risk is also minimal for U.S. Government securities: the U.S. Government securities market is the largest in the world and is supported by global demand. So if an investor needs to sell something like a Treasury bond, it’s typically easy to find a buyer.

Key points

US Government debt benefits

  • Primary benefit is interest income
  • Virtually free of default and liquidity risk
  • Generally AAA rated and considered safe

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