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Series 7
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Textbook
Introduction
1. Common stock
2. Preferred stock
3. Bond fundamentals
4. Corporate debt
5. Municipal debt
6. US government debt
6.1 Review
6.2 Treasury products
6.3 Federal agency products
6.4 The market & quotes
6.5 Suitability
7. Investment companies
8. Alternative pooled investments
9. Options
10. Taxes
11. The primary market
12. The secondary market
13. Brokerage accounts
14. Retirement & education plans
15. Rules & ethics
16. Suitability
Wrapping up
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6.4 The market & quotes
Achievable Series 7
6. US government debt

The market & quotes

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After US Government debt is sold at Treasury auctions, those securities trade in the over-the-counter (OTC) markets. An OTC trade is one that doesn’t take place on a physical exchange like the New York Stock Exchange.

Similar to how corporate bonds are quoted, US Government debt is quoted in percentage of par format. However, instead of eighths, US Government securities are quoted in 32nds. Government bonds are quoted in 32nds because the market is larger and prices move in smaller increments. Quoting in 32nds creates more possible prices the bond can trade at.

US Government debt quotes may look different, but converting them to a dollar price works the same way as with corporate bonds.

An investor finds three separate quotes for the same bond:

  • 95-8
  • 95:8
  • 95.8

US Government quotes can use a dash, colon, or period. Even though you don’t see a written fraction, each quote translates to a bond price of 95 and 328​ percent of par. The number on the right side of the quote (after the dash, colon, or period) is always assumed to be in 32nds. Unlike corporate bonds, you don’t reduce the fraction.

If you use the same “fraction-boot-scoot” method we used with corporate bonds, you can convert the quote to a price. The only difference is that the fraction is in 32nds. Let’s walk through a few examples.

A US Government bond is quoted at 95-8. What is its price?

Step 1: calculate the fraction

  • 328​ = 0.25

Step 2: boot the decimal back to the big number

  • 95 + 0.25 = 95.25

Step 3: scoot the decimal once over to the right

  • $952.50

Think you can do it on your own? Give it a try!

A US Government bond is quoted at 103:20. What is its price?

(spoiler)

Step 1: calculate the fraction

  • 3220​ = 0.625

Step 2: boot the decimal back to the big number

  • 103 + 0.625 = 103.625

Step 3: scoot the decimal once over to the right

  • $1,036.25

As you can see, the process is very similar to the way we approach corporate bond quotes. The quotes look different, but the method is the same: both corporate and US Government securities are quoted in percentage of par format.

Treasury bill quotes are an exception. Because Treasury bills are short-term, zero-coupon securities, they’re quoted in “discount yield” form. In other words, the quote is given as a yield that reflects the bill’s rate of return.

For example, a Treasury bill quote might look like 3.2%. Instead of giving a dollar price, the quote tells the investor the overall return (yield) of 3.2% based on the bill’s discount. Remember, Treasury bills are bought at a discount, mature at par, and don’t pay a coupon.

Key points

US Government debt market

  • Treasury auctions new issues
  • Traded in OTC markets after issuance

US Government debt quotes

  • Percentage of par quotes (generally)
  • Quoted in 32nds using a:
    • Dash
    • Colon
    • Period

Treasury bill quotes

  • Discount yield form

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