Series 66
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Introduction
1. Investment vehicle characteristics
2. Recommendations & strategies
2.1 Type of client
2.1.1 Retail & institutional
2.1.2 Business entities
2.1.3 Estates, foundations, & charities
2.1.4 Trusts
2.2 Client profile
2.3 Strategies, styles, & techniques
2.4 Capital market theory
2.5 Efficient market hypothesis (EMH)
2.6 Tax considerations
2.7 Retirement plans
2.8 Brokerage account types
2.9 Special accounts
2.10 Trading securities
2.11 Performance measures
3. Economic factors & business information
4. Laws & regulations
Wrapping up
2.1.2 Business entities
