Finra
SIE
Introductory exam for prospective securities industry professionals
Finra
Series 6
Investment Company and Variable Contracts Products Representative Exam
Finra
Series 7
Top-off exam for entry-level registered representatives in the securities industry
Finra
Series 9
General Securities Sales Supervisor Qualification Exam
NASAA
Series 63
The NASAA's Uniform Securities State Law Examination
NASAA
Series 65
The NASAA's Uniform Investment Adviser Law Examination
NASAA
Series 66
The NASAA's Uniform Combined State Law Examination
Insurance
Life & Health
Licensing exam covering life and health insurance policies, regulations, and ethics
Insurance
Life
Licensing exam covering life insurance policies, annuities, and related regulations
Insurance
Health
Licensing exam covering health insurance policies, medical plans, and industry regulations
Insurance
Property & Casualty
Licensing exam covering personal and commercial property and liability insurance
Insurance
Personal Lines
Licensing exam covering insurance that protects individuals against property and liability losses
