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Securities Trader Representative Exam (FINRA Series 57)
The Series 57 exam - the Securities Trader Representative Exam - assesses the competency of an entry-level registered representative to perform their job as a securities trader representative. The Series 57 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a securities trader, including executing transactions in equity, preferred or convertible debt securities effected otherwise than on a securities exchange (proprietary trading).
Recommended partner course
Achievable does not currently have a course for the Series 57.
We recommend STC, the Securities Training Corporation, to prepare for the Series 57. STC has been in the securities licensing business for 50+ years and is a reputable and trusted provider of training materials.
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