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Series 7
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Textbook
Introduction
1. Common stock
2. Preferred stock
3. Bond fundamentals
4. Corporate debt
4.1 Review
4.2 Products
4.3 Trading
4.3.1 Corporate debt market
4.3.2 Quotes
4.4 Bank issues
4.5 Suitability
5. Municipal debt
6. US government debt
7. Investment companies
8. Alternative pooled investments
9. Options
10. Taxes
11. The primary market
12. The secondary market
13. Brokerage accounts
14. Retirement & education plans
15. Rules & ethics
16. Suitability
Wrapping up
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4.3.1 Corporate debt market
Achievable Series 7
4. Corporate debt
4.3. Trading

Corporate debt market

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In finance, securities trade either on exchanges or in the over-the-counter (OTC) markets. Corporate debt, such as bonds, trades almost exclusively in the OTC markets, meaning most corporate bonds don’t trade on exchanges.

Exchanges are centralized marketplaces where investors trade securities, such as the New York Stock Exchange (NYSE). A small number of corporate bonds do trade on the NYSE. When a transaction happens there, it’s an exchange trade, not an OTC trade.

Some corporate bond investors try to buy at lower prices and sell later at higher prices (although many bond investors simply buy and hold to maturity). Market prices move largely because of changes in interest rates, but the bond’s market price is ultimately set by demand in the market.

Key points

OTC trade

  • One that takes place outside of an exchange

Corporate bond market

  • Most trades occur in the OTC markets
  • A small number of trades occur on exchanges

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