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Series 7
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Textbook
Introduction
1. Common stock
2. Preferred stock
3. Bond fundamentals
4. Corporate debt
4.1 Review
4.2 Products
4.2.1 Commercial paper
4.2.2 Debentures
4.2.3 Guaranteed bonds
4.2.4 Income bonds
4.2.5 Mortgage bonds
4.2.6 Equipment trust certificates
4.2.7 Collateral trust certificates
4.2.8 Convertible bonds
4.3 Trading
4.4 Bank issues
4.5 Suitability
5. Municipal debt
6. US government debt
7. Investment companies
8. Alternative pooled investments
9. Options
10. Taxes
11. The primary market
12. The secondary market
13. Brokerage accounts
14. Retirement & education plans
15. Rules & ethics
16. Suitability
Wrapping up
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4.2.2 Debentures
Achievable Series 7
4. Corporate debt
4.2. Products

Debentures

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A debenture is a long-term, unsecured (naked) corporate bond. This definition matters because it comes up often in corporate bond questions, including on the Series 7 exam.

Sidenote
"Naked" debentures

The term “naked” is sometimes used to mean unsecured. Whether a bond is described as “naked” or “unsecured,” it isn’t backed by any pledged collateral.

In terms of risk, debentures are riskier than secured corporate bonds. Because there’s no collateral backing them, debentures are full faith and credit bonds. The issuer is legally obligated to repay the borrowed funds, but if the corporation goes bankrupt, bondholders don’t have a specific asset pledged to them that they can claim. Because of this added risk, debentures are typically issued with higher coupons and trade in the market at higher yields (which means lower prices).

A debenture is one of many forms of long-term corporate debt, which is sometimes called funded debt. This term reflects that corporations have long periods of time to use the funds raised through a bond issuance.

Key points

Debentures

  • Long-term unsecured corporate bonds
  • Also known as full faith and credit bonds
  • Riskier than secured bonds

Funded debt

  • General term for long-term corporate debt

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