Textbook
1. Introduction
2. Investment vehicle characteristics
3. Recommendations & strategies
3.1 Type of client
3.2 Client profile
3.3 Strategies, styles, & techniques
3.3.1 Considerations
3.3.2 Management
3.3.3 Test taking skills
3.4 Capital market theory
3.5 Efficient market hypothesis (EMH)
3.6 Tax considerations
3.7 Retirement plans
3.8 Brokerage account types
3.9 Special accounts
3.10 Trading securities
3.11 Performance measures
4. Economic factors & business information
5. Laws & regulations
6. Wrapping up
3.3.2 Management