Series 65
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Introduction
1. Investment vehicle characteristics
1.1 Equity
1.2 Debt
1.3 Pooled investments
1.3.1 Investment companies
1.3.2 Mutual funds
1.3.3 Closed-end funds
1.3.4 Unit investment trusts (UITs)
1.3.5 Exchange traded funds (ETFs)
1.3.6 Types of funds
1.3.7 Real estate investment trusts (REITs)
1.3.8 Tax implications
1.3.9 Suitability
1.3.10 Alpha and beta
1.4 Derivatives
1.5 Alternative investments
1.6 Insurance
1.7 Other assets
2. Recommendations & strategies
3. Economic factors & business information
4. Laws & regulations
Wrapping up
1.3.2 Mutual funds
Achievable Series 65
1. Investment vehicle characteristics
1.3. Pooled investments
Mutual funds
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| 1.3.2.1 Characteristics
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Mutual funds
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