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Series 66
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Introduction
1. Investment vehicle characteristics
2. Recommendations & strategies
2.1 Type of client
2.2 Client profile
2.3 Strategies, styles, & techniques
2.4 Capital market theory
2.5 Efficient market hypothesis (EMH)
2.6 Tax considerations
2.7 Retirement plans
2.8 Brokerage account types
2.9 Special accounts
2.10 Trading securities
2.11 Performance measures
3. Economic factors & business information
4. Laws & regulations
Wrapping up
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2.6 Tax considerations
Achievable Series 66
2. Recommendations & strategies

Tax considerations

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Tax considerations

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More from Recommendations & strategies

  • Capital market theory
  • Efficient market hypothesis (EMH)
  • Brokerage account types
  • Performance measures